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{{TAGDEF|LDAUTYPE|1 {{!}} 2 {{!}} 4|2}}
{{TAGDEF|LDAUTYPE|1 {{!}} 2 {{!}} 4|2}}


Description: {{TAG|LDAUTYPE}} specifies which type of DFT+U approach will be used.
Description: {{TAG|LDAUTYPE}} specifies the DFT+U variant that will be used.
----
----
Three types of DFT+U approaches are available in VASP. These are the following:
The following variants of the [[:Category:DFT+U|DFT+U]] are available:


*{{TAG|LDAUTYPE}}=1: The rotationally invariant DFT+U introduced by Liechtenstein ''et al.''{{cite|liechtenstein:prb:95}}
*{{TAG|LDAUTYPE}}=1: The rotationally invariant DFT+U introduced by Liechtenstein ''et al.''{{cite|liechtenstein:prb:95}}
:This particular flavour of DFT+U is of the form
::<math>
E_{\rm HF}=\frac{1}{2} \sum_{\{\gamma\}}
(U_{\gamma_1\gamma_3\gamma_2\gamma_4} -
U_{\gamma_1\gamma_3\gamma_4\gamma_2}){ \hat
n}_{\gamma_1\gamma_2}{\hat n}_{\gamma_3\gamma_4}
</math>
:and is determined by the <span id="occmat">PAW on-site occupancies
::<math>
{\hat n}_{\gamma_1\gamma_2} = \langle \Psi^{s_2} \mid m_2 \rangle
\langle m_1 \mid \Psi^{s_1} \rangle
</math></span>
:and the (unscreened) on-site electron-electron interaction
::<math>
U_{\gamma_1\gamma_3\gamma_2\gamma_4}= \langle m_1 m_3 \mid
\frac{1}{|\mathbf{r}-\mathbf{r}^\prime|} \mid m_2 m_4 \rangle
\delta_{s_1 s_2} \delta_{s_3 s_4}
</math>
:where <math>|m\rangle</math> are real spherical harmonics of angular momentum <math>\ell</math>={{TAG|LDAUL}}.


:The unscreened electron-electron interaction <math>U_{\gamma_{1}\gamma_{3}\gamma_{2}\gamma_{4}}</math> can be written in terms of the Slater integrals <math>F^0</math>, <math>F^2</math>, <math>F^4</math>, and <math>F^6</math> (<math>f</math> electrons). Using values for the Slater integrals calculated from atomic orbitals, however, would lead to a large overestimation of the true electron-electron interaction, since in solids the Coulomb interaction is screened (especially <math>F^0</math>).
*{{TAG|LDAUTYPE}}=2: The simplified (rotationally invariant) approach to DFT+U, introduced by Dudarev ''et al.''{{cite|dudarev:prb:98}}


:In practice these integrals are often treated as parameters, ''i.e.'', adjusted to reach agreement with experiment for a property like for instance the equilibrium volume, the magnetic moment or the band gap. They are normally specified in terms of the effective on-site Coulomb- and exchange parameters, <math>U</math> and <math>J</math> ({{TAG|LDAUU}} and {{TAG|LDAUJ}}, respectively). <math>U</math> and <math>J</math> can also be extracted from constrained-DFT calculations.
*{{TAG|LDAUTYPE}}=3: Linear response ansatz of Cococcioni et al. {{cite|cococcioni:2005}} to compute U. See [[Calculate U for LSDA+U|how to calculate U]].
{{NB|mind|For {{TAG|LDAUTYPE}}{{=}}3, the {{TAG|LDAUU}} and {{TAG|LDAUJ}} tags specify the strength of the spherical potential acting on the spin-up and spin-down manifolds, respectively.|:}}


:These translate into values for the Slater integrals in the following way (as implemented in VASP at the moment):
*{{TAG|LDAUTYPE}}=4: Same as {{TAG|LDAUTYPE}}=1, but without exchange splitting.


::{| cellpadding="5" cellspacing="0" border="1"
A method to estimate the parameters for DFT+U is the [[Constrained-random-phase approximation|constrained-random-phase approximation]]. Another method is the linear response ansatz with {{TAG|LDAUTYPE}}=3, mentioned above. On the other hand, in many applications, the DFT+U parameters are used as tuning parameters to fit experimental data.
| <math>L\;</math> || <math>F^0\;</math> || <math>F^2\;</math> || <math>F^4\;</math> || <math>F^6\;</math>
{{NB|tip|For band-structure calculations, increase {{TAG|LMAXMIX}} to 4 (<math>d</math> elements) or 6 (<math>f</math> elements).}}
|-
This is because the {{FILE|CHGCAR}} file contains only information up to angular momentum quantum number set by {{TAG|LMAXMIX}} for the [[LDAUTYPE#occmat|on-site PAW occupancy matrices]]. When the {{FILE|CHGCAR}} file is read and kept fixed in the course of the calculations ({{TAG|ICHARG}}=11), the results will necessarily not be identical to a self-consistent run. The deviations are often large for DFT+U calculations.
| <math>1\;</math> || <math>U\;</math> || <math>5J\;</math> || - || -
{{NB|warning|The total energy will depend on the parameters <math>U</math> ({{TAG|LDAUU}}) and <math>J</math> ({{TAG|LDAUJ}}). It is, therefore, not meaningful to compare the total energies resulting from calculations with different <math>U</math> and/or <math>J</math>; or <math>U-J</math> in the case of Dudarev's approach ({{TAG|LDAUTYPE}}{{=}}2).}}
|-
| <math>2\;</math> || <math>U\;</math> || <math>\frac{14}{1+0.625}J</math> || <math>0.625 F^2\;</math> || -
|-
| <math>3\;</math> || <math>U\;</math> || <math>\frac{6435}{286+195 \cdot 0.668+250 \cdot 0.494}J</math> || <math>0.668 F^2\;</math> || <math>0.494 F^2\;</math>
|}


:The essence of the DFT+U method consists of the assumption that one may now write the total energy as:
It is possible to use {{TAG|LDAUTYPE}}=1, 2, and 3 for a non–spin-polarized calculation with {{TAG|ISPIN}}=1.


::<math>
== Related tags and articles ==
E_{\mathrm{tot}}(n,\hat n)=E_{\mathrm{DFT}}(n)+E_{\mathrm{HF}}(\hat n)-E_{\mathrm{dc}}(\hat n)
</math>
 
:where the Hartree-Fock like interaction replaces the semilocal on site due to the fact that one subtracts a double counting energy <math>E_{\mathrm{dc}}</math>, which supposedly equals the on-site semilocal contribution to the total energy,
 
::<math>
E_{\mathrm{dc}}(\hat n) = \frac{U}{2} {\hat n}_{\mathrm{tot}}({\hat n}_{\mathrm{tot}}-1) -
\frac{J}{2} \sum_\sigma {\hat n}^\sigma_{\mathrm{tot}}({\hat n}^\sigma_{\mathrm{tot}}-1).
</math>
 
*{{TAG|LDAUTYPE}}=2: The simplified (rotationally invariant) approach to the DFT+U, introduced by Dudarev ''et al.''{{cite|dudarev:prb:98}}
:This flavour of DFT+U is of the following form:
 
::<math>
E_{\mathrm{DFT+U}}=E_{\mathrm{LSDA}}+\frac{(U-J)}{2}\sum_\sigma \left[
\left(\sum_{m_1} n_{m_1,m_1}^{\sigma}\right) - \left(\sum_{m_1,m_2}
\hat n_{m_1,m_2}^{\sigma} \hat n_{m_2,m_1}^{\sigma} \right) \right].
</math>
 
:This can be understood as adding a penalty functional to the semilocal total energy expression that forces the [[#occmat|on-site occupancy matrix]] in the direction of idempotency,
::<math>\hat n^{\sigma} = \hat n^{\sigma} \hat n^{\sigma}</math>.
 
:Real matrices are only idempotent when their eigenvalues are either 1 or 0, which for an occupancy matrix translates to either fully occupied or fully unoccupied levels.
 
:'''Note''': in Dudarev's approach the parameters <math>U</math> and <math>J</math> do not enter seperately, only the difference <math>U-J</math> is meaningful.
 
*{{TAG|LDAUTYPE}}=4: same as {{TAG|LDAUTYPE}}=1, but without exchange splitting (i.e., the total spin-up plus spin-down occupancy matrix is used). The double-counting term is given by
 
::<math>
E_{\mathrm{dc}}(\hat n) = \frac{U}{2} {\hat n}_{\mathrm{tot}}({\hat n}_{\mathrm{tot}}-1) -
\frac{J}{2} \sum_\sigma {\hat n}^\sigma_{\mathrm{tot}}({\hat n}^\sigma_{\mathrm{tot}}-1).
</math>
----
'''Warning''': it is important to be aware of the fact that when using the DFT+U, in general the total energy will depend on the parameters <math>U</math> and <math>J</math> ({{TAG|LDAUU}} and {{TAG|LDAUJ}}, respectively). It is therefore not meaningful to compare the total energies resulting from calculations with different <math>U</math> and/or <math>J</math>, or <math>U-J</math> and in case of Dudarev's approach ({{TAG|LDAUTYPE}}=2).
 
'''Note on bandstructure calculation''': the {{FILE|CHGCAR}} file contains only information up to angular momentum quantum number <math>\ell</math>={{TAG|LMAXMIX}} for the [[LDAUTYPE#occmat|on-site PAW occupancy matrices]]. When the {{FILE|CHGCAR}} file is read and kept fixed in the course of the calculations ({{TAG|ICHARG}}=11), the results will be necessarily not identical to a self-consistent run. The deviations are often large for DFT+U calculations. For the calculation of band structures within the DFT+U approach, it is hence strictly required to increase {{TAG|LMAXMIX}} to 4 (<math>d</math> elements) and 6 (<math>f</math> elements).
 
== Related Tags and Sections ==
{{TAG|LDAU}},
{{TAG|LDAU}},
{{TAG|LDAUL}},
{{TAG|LDAUL}},
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== References ==
== References ==
<references/>
<references/>
----
----
[[The_VASP_Manual|Contents]]


[[Category:INCAR]][[Category:Exchange-correlation functionals]][[Category:DFT+U]]
[[Category:INCAR tag]][[Category:Exchange-correlation functionals]][[Category:DFT+U]]

Latest revision as of 16:22, 27 February 2025

LDAUTYPE = 1 | 2 | 4
Default: LDAUTYPE = 2 

Description: LDAUTYPE specifies the DFT+U variant that will be used.


The following variants of the DFT+U are available:

  • LDAUTYPE=1: The rotationally invariant DFT+U introduced by Liechtenstein et al.[1]
  • LDAUTYPE=2: The simplified (rotationally invariant) approach to DFT+U, introduced by Dudarev et al.[2]

A method to estimate the parameters for DFT+U is the constrained-random-phase approximation. Another method is the linear response ansatz with LDAUTYPE=3, mentioned above. On the other hand, in many applications, the DFT+U parameters are used as tuning parameters to fit experimental data.

This is because the CHGCAR file contains only information up to angular momentum quantum number set by LMAXMIX for the on-site PAW occupancy matrices. When the CHGCAR file is read and kept fixed in the course of the calculations (ICHARG=11), the results will necessarily not be identical to a self-consistent run. The deviations are often large for DFT+U calculations.

It is possible to use LDAUTYPE=1, 2, and 3 for a non–spin-polarized calculation with ISPIN=1.

Related tags and articles

LDAU, LDAUL, LDAUU, LDAUJ, LDAUPRINT, LMAXMIX

Examples that use this tag

References